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Evolutionary Literature

[Introduction] [Adaptation] [Examples] [Glossary]

II. Adaptation

Evolutionary Literature is based on the concept of adaptation. That is, once something has been written, it is read by someone who provides some sort of input whereby the work can then be rewritten to be more easily understood, phrased better, made more interesting, less easily understood, etc. The main basis of most of this essay centers around how exactly this is done. What types of input from who causes what changes in the original writing, as well as who makes these changes. An Adaptation in this case is any change made to the original piece of writing.

There are two main phases that occur during any adaptation, although these phases are so intimately tied they can often be seen as one. The Initiation Phase determines the event or events which causes the adaptation to occur. The process by which this occurs can be reader initiated or author initiated. It can also be multi-tiered in which the reader chooses an action which initiates the author to initiate an adaptation (i.e., a reader informs the author that he has misspelled words in his work who then runs a spell checker on the work which corrects the misspellings).

Once an event has occurred to initiate an adaptation, some action must be taken in response. This second phase is the Execution Phase. Like the Initiation Phase, this phase can be executed by either the reader or the author. Additionally, this phase can be executed through some form of rule-based system (as in the example of a spell checker). This is the phase in which actual change to the work is done and is the phase that not only makes the adaptation adaptive, but also is what causes the work to be interactive.

There are two main forms of adaptation: Structural Adaptation, dealing with the processes involved in changing the order and overall structure of a work, and Content Adaptation, dealing with the processes involved in changing the actual content of various Sections of a work. Each of these will be explored in more detail in the sections following.


Structural Adaptation

Structural Adaptation revolves around changing the overall structure of the work. It is meant to include additions, modifications and deletions of relations between sections of a work (in a wider perspective it can also entail the addition or deletion of various sections, though these activities are more properly classified in Content Adapatation). In a linear model, this implies simply changing the order of the sections. In non-linear models, the structure of the work is changed as relations between sections appear, strengthen, weaken and disappear.

Initiation Phase

Reader Initiation
Reader Initiation methods of a Structural Adaptation include those based upon direct manipulation, indirect manipulation and group manipulation. Of the three, group manipulation methods have the greatest potential and are considered in greater depth than the others.

Direct manipulation allows the reader to directly modify the relations between sections. One way to accomplish this is by allowing the reader to physically create a relation between two sections (by allowing them to edit links on web pages) or to choose between a selection of sections with which to create a relation to. Direct manipulation methods put each individual reader in control of relations between sections. There is no inherent method for compromise between varying opinions as to how sections should be related to one another. Direct manipulation methods by their very nature must always have the same person who initiates the adaptation execute it.

Indirect manipulation is a much more flexible method for Structural Adaptation. By it's very nature it requires a minimum of two people to complete an adaptation, one person to initiate it and another person (or rule-based system) to execute it. The reader in this case simply expresses a desire for the structure of the work to change. It is then up to the Execution Phase to determine how the structure will change. Because the Execution Phase is not executed by the reader, the effect on the structure of the work does not always have to be what the reader intended.

Both the direct and indirect manipulation methods rely on one reader causing the initiation of an adaptation. These methods, although usuable, limit the structural change to being the cause of one person, one will. Group manipulation methods allow for many readers to contribute together to affect a change. This allows for a more democratic adaptation, one which is inherently based on compromise. No one reader affects a change on their own. It is the group as a whole which affects the change.

Perhaps the most common group manipulation methods are based on some type of Confidence Rating. Confidence Ratings are a way of gathering the popularity of certain relations so that an initiation can occur. Confidence Ratings can also determine how an Execution Phase will react. There are many different ways to derive a Confidence Rating and many ways in which Confidence Ratings can be applied to an Execution Phase. Confidence Ratings will be discussed more when we come to the Execution Phase and also after that.

Author Initation
Author Initiated methods of a Structural Adaptation can be divided into the same groups as Reader Initiated methods. However, where Reader Initiated methods tend to improve the interactivity of a work, Author Initiated methods tend to be less interative and are more characteristic of the traditional approaches to literature.

Direct manipulation methods are simply those of revision that most authors naturally go through. Being a direct manipulation the author becomes both the initiator and the executor. They decide to make a change and make it. A paragraph is moved from the middle of a report to the beginning. Chapters are reordered better to reflect a more structured book.

Although not as traditional, indirect author initiated manipulation methods still fall short of full interactivity, although they create the potential for interesting new and unexpected juxtapositions for the author (this is especially true in the case of a semi-random rule-based Execution Phase). The author initiates a desire for change and then allows the Execution Phase to enact that change. If the Execution Phase involves a reader, then this becomes similar to giving a paper to a friend for proofreading and allowing them to rearrange parts.

Finally, group manipulations are almost non-existent when dealing with Author Initiated methods. Only possible when a group of authors are writing a work, these methods involve making a strong distinction between the authors and the readers. This is particuliarly difficult when dealing with literature that strives to be interactive (implying that both the reader and the author play an active role in developing the work). A good example of a group manipulation are jointly-written novels which are written by two or more people, and likewise, modified by only those involved in the writing of the novel. Readers generally have no say as to how the structure should be layed out (often because by the time readers get a chance to read it, things have been fixed in ink).

Execution Phase

The Execution Phase involves methods that are not so easily fixed into a framework. Generally any method that manipulates the structure of the work can be called an execution method. Execution methods can use internal logic to determine exactly who will execute the mechanics of the Execution Phase, or they can rely on the Initiation Phase to specify this.

Reader Execution
Reader Execution methods are tied closely to the initiation method used to initiate the adaptation. For this reason, a direct manipulation reader initiation will require the reader to likewise change the structure of the work. In this case, the methods are limited to the mechanics of how to change the structure of the work.

If a different person is to execute the adaptation than the person who initiated it, different methods can be employed to decide who exactly that person will be. Execution can be assigned on a first come, first served basis (where the first new relation between sections that some reader suggests is adopted), on a random or semi-random basis (where a random reader's suggestion is chosen to be incorporated) or on any other basis (a particular reader is chosen to make the changes). Execution can be multi-tiered (for instance, a series of different readers all make suggestions for the change to be made and then the group of changes are voted on to determine which structural change is the most appropriate).

Group methods are possible in the Execution Phase, but their implementation is a little more difficult and less thought out. Many group executed methods are actually executed through a rule-based system that relies on a Confidence Rating to determine how to change the structure. These methods will be discussed in a moment.

Author Execution
By their nature, any methods which are executed by the author, are in some way a form of revision (though this becomes less so if multiple authors are involved). If the Initiation Phase was author initiated, then this is the author revising a work in progress. If it was initiated by someone other than the author, then this is the process of getting opinions and comments and revising based on other's suggestions. In any case, this is not really a new idea (or even a relatively young idea), so I see no reason to discuss it. It might be possible to create author executed methods which change the structure of the work, but which cannot be seen in the light of revisions, but damned if I know what they might be.

Rule-Based Execution
Certainly some of the most intriguing possibilities come from structural adaptations that are caused by some form of rule-based system, particuliarly when combined with Reader Initiated group manipulations. Random and semi-random adaptations introduce serendipity and surreality to the structure of a work, sometimes drawing new conotations and meanings out of the restructuring. Reader initiated group manipulations are most efficiently executed via some form of rule-based system. The number of times a link is followed or having readers rate their opinions of relations between sections of the work on a measurable scale are just two ways a rule-based system can be used to modify the relations between sections. For a more detailed example, see Example III - As Yet Unstructured Non-Linear Novel under Examples.

Using a rule-based Execution Phase enables authors of even fairly mainstream types of literature to see their work in a new light. Similar to turning a painting upside down to better see the relations between the light and dark areas, turning the structure of a work inside out using a rule-based system can be both a learning and enlightening experience. Just one possible application is the poet who does not know which order to put the poems in their chapbook. A simple rule-based system could do the work for them (in fact, the sorting of a dictionary alphabetically is a sort of rule-based structural reorganisation of various otherwise unorganised definitions).


Content Adaptation

Content Adaptation deals with the changing the wording or phrasing of any one section of a work. It is also meant to include full additions or deletions of sections since this can be seen as an extreme case of adapting the content of a section.

Initiation Phase

Reader Initiation
Similar to Reader Initiated methods for Structural Adaptation, Reader Initiated methods for Content Adaptation can be classified into three general categories: Direct manipulation, indirect manipulation and group manipulation. Once again, group manipulation shows the greatest potential and is explored in greater depth than the others.

Reader Initiated methods that involve direct manipulation can only really take one tack. The reader wants something changed and the reader changes that something. Exactly what the reader is allowed to modify can vary depending upon how the Execution Phase is implemented, but there is not really much to say about direct manipulation methods here.

Indirect manipulation methods are more flexible for the same reasons they are more flexible during Reader Initiated Structural Adaptations. By requiring two different people, more of a compromise is possible on the structure of the work. However, the Execution Phase has the greater pull here because it is this phase which gets to perform the actual modification of the content of the section. Though Reader Initiated indirect manipulation methods can be similar to a reader simply proofreading and expressing a desire for what they see needs to be changed, they do not have to be. In fact, by having another reader, rather than the author, make the changes in the content of the section, change is being affected through the audience rather than the author. The author in this case then becomes a reader of his own work as it is changed by others.

Group manipulation Reader Initiated methods allow for more stable systems to be developed. By allowing a group of readers to initiate an adaptation, rather than a single reader, the changes that occur become more representative of the desires of the audience as a whole, rather than of random individuals here and there. Although only initiating the adaptation, group manipulation methods can be used as the final initator in a series of adaptations (see Example II - Multi-Authored Continuing Story).

Once again, group manipulations Reader Initiation methods can be used to judge the popularity of various sections of the work in relation to each other. This information can then be used in the Execution Phase to adapt better to the audience. Of course, coupled with a rule-based Execution Phase, group manipulations initiations allow the work to become an automated self-changing organism that changes itself depending upon information gathered about its audience.

Author Initiation
Author Initation for a Content Adapation is, likewise, very similar to an Author Initiation for a Structural Adaptation. The Initation can be either a direct manipulation, an indirect manipulation or a group manipulation. Direct manipulation involves the author desiring a change in the work and then making that change. Indirect manipulation is interesting in that the author expresses a desire for change in the work, then gives it to another person to change it. This can be as simple as a journalist giving an article to an editor, or a more complex interaction. The more the other person rewrites the work, however, the more they also become an author of it. Here is where group manipulation, with a strong sense of who is author and who is reader comes into play. The authors each expressing a desire for change and having each other rewrite the work, back and forth.

Execution Phase

Like Structural Adaptations, Content Adaptations can be either Reader or Author executed (or executed by a rule-based system). However, since they are dealing explicitly with what each section actually says rather than with how these sections are ordered, Content Adaptation blurs the distinction between Reader and Author even more so.

Reader Execution
Content Adaptation Reader Execution methods are tied closely to the initiation method used to initiation the adaptation. Like those for Structural Adaptation, a Reader Initiated direct manipulation will require reader execution and a Reader Initiated indirect manipulation will require someone else besides the initiator to execute the Execution Phase.

Direct manipulation initiation methods require that the reader also execute the adaptation. This limits much of what can be done during the Execution Phase. Some mechanism must exist for the reader to modify the content. How this mechanism is implemented however, can be changed. A reader can be given the choice to only correct the spelling of sections of a work. Or they can be given the power to completely rewrite the entire section. Within this spectrum lies few practical options. A visually interesting experiment would be to allow the reader to change the font sizes and types of the words in the document, but not to change the actual document itself.

Author Execution
Content Adaptation Author Execution methods are basically those used in the traditional media. In author initiated adaptations, this is simply the process of rewriting. With a reader initiated adaptation, this becomes the process of getting opinions and changing the work based on other people's opinions. This execution method should be familiar to msot everyone, so I won't go into detail about it. (Though, make no mistake, it is perhaps one of the most used, and best methods to develop ones writing and writing style).

Rule-Based Execution
Rule-based Execution methods range from the mundane to the ridiculous. A simple spellchecker, or alphabetizing program can be considered a Rule-based Execution method. But then, so can a program that translates every fourth word into Spanish. Some of the more intriguing possibilities here are changes in a single word (changes of whole sentences at a time being much more difficult and more prone to nonsense). Taking a word in a work and replacing it with synonyms, homonyms, or purposeful missppellings can create interesting new meanings of the work without necessarily reducing the work to a jumble of random words.

Though this is most effective in short works (like poetry), it's application becomes particuliarly interesting in larger works that are meant to get an idea across to the reader. By changing key words in a work to ones a reader may better be able to understand, their understanding of the work as a whole may be greatly improved. This is the basis of another essay I'll be doing called (currently) Adaptive Literature. Plans are already underway for this essay to be modified to accomodate this. For the mathematical minded people, I could change every instance of the word Section to Node, Method to Procedure, Structure of the Work to Topological Map. Likewise, if the reader expressed a better understanding of musical metaphors, the word Section might be changed to Lyrical Phrase. Or the changes could be more random.

In any case, Rule-based Execution methods provide for an enormous variety for changing the work based on some initiation. I surely haven't thought of even one percent of all the different ways you could use this (mainly because I'm tired of writing by this point, and this is long and repetitive anyway), but this is one series of methods that really should be explored to their fullest potential.

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